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The "socially integrative city program"


Working hand in hand
Photo: Susanne Wolkenhauer

How can cities respond to the sweeping social and economic changes rapidly transforming society today? What can cities do to cope with the effects of these upheavals?

The idea of social sustainability has fundamentally redefined city planning since the mid-1990s. In Germany, on October 20, 1996, the ARGEBAU Construction Ministers’ Conference (Arbeitsgemeinschaft der Bauminister der Länder, a consortium of the Construction Ministries of the 16 German states) launched the nationwide “Socially Integrative City” initiative. North Rhine-Westphalia was the first state in Germany to open an agency for Neighborhood Management (Quartiersmanagement) as part of this initiative, followed by similar projects in Hamburg, Hessen, Bremen, and Berlin.

This initiative also generated the federal/state program “Districts with Special Development Needs – the Socially Integrative City” in 1999. While this approach to neighborhood management was relatively new in Germany, different forms of integrative city development have been founded throughout Europe since the early 1980s—in the Netherlands, for example (Neighborhood Funds in 1985), and in Great Britain (the “New Deal for Cities and Regions” in 1997).

In the year 2006, the federal/state “Socially Integrative City” program provided financial support to more than 390 projects in around 260 German cities and municipalities.

Districts with Special Development Needs


Doorbells
Photo: Neighborhood management Richardplatz

The Socially Integrative City program is designed to stabilize and further develop districts with special development needs, such as areas where multiple urban development issues overlap, and where numerous problems are intertwined and mutually reinforcing.

In such areas, deficits exist in the infrastructure of housing and of residential neighborhoods. In some, the economy is weak and stagnant, and in others, business activities are on the decline. Often these problems are accompanied by an increasing number of vacant buildings in industrial and residential areas, exacerbated further by imbalanced demographic development and high unemployment. The populations of these areas are often heavily dependent on subsidy income—welfare and housing subsidies, for example—and often a substantial portion thereof come from a migration background. Families, employed people, and high-income households often move out of these districts, resulting in social segregation.

These problems lead in turn to increased social inequalities, ever more apparent signs of dilapidation and neglect, and a rising propensity towards violence. As a result, the image of such districts deteriorates. The diversity and complexity of the problems in these areas, as well as their high concentration, lead to large-scale processes of urban decline.

And yet, these districts harbor vast untapped potential and possibilities: what local residents and neighborhoods lack are simply adequate forms of communication and self-organization.

Awakening and utilizing this potential is the central objective of the "Socially Integrative City" program.

Program Objectives


Rollberg residents cooking together
Photo: Neighborhood management Rollberg

The objective of the Socially Integrative City program is to foster and promote future-oriented urban development in districts with acute needs. In order for these districts to develop, the unique issues of social, economic, ecological, and urban development facing them must be taken into account, and local people and institutions must be brought into the planning process.

The program aims to improve housing and living conditions and to stabilize the economic base in these districts. It seeks to empower residents by providing them with new skills, abilities, and knowledge. It also seeks to promote the image of each district, to foster the expansion of its public sphere, and to increase local residents’ sense of personal identification with their neighborhoods.

The results of the program up to now confirm that it has made important steps in the right direction, fostering urban development and producing integrated concepts of action. With external support but also with the help of local residents, it has brought forth ideas for new approaches, and has already seen the successful completion of projects within the districts.

The broad spectrum of problems inherent to urban development—but also its great potential—are reflected in the program’s thirteen thematically defined fields of activity, which cover all the different measures and projects carried out within the program. Planning and realization of the projects is aided by the instrumental and strategic fields of resource pooling, neighborhood management, activation and participation, integrated action plans, evaluation and monitoring. Furthermore, the specific and differing life circumstances and interests of men and women are taken into account in the planning and realization of all measures (gender mainstreaming).

The complex and challenging Socially Integrative City program has generated an increased demand for opportunities to exchange experiences and knowledge, to work together on projects, and to coordinate public relations campaigns. The Federal Ministry of Transport, Building, and Urban Affairs (BMVBS), represented by the Federal Office for Building and Regional Planning (BBR), recruited the German Institute of Urban Affairs (Deutsches Institut für Urbanistik – Difu) to provide referral, guidance, and information services throughout the first phase of program implementation (fall 1999 to fall 2003). In December 2003, the Federal Transfer Office for the Socially Integrative City program was opened with the task of ensuring and supporting the exchange of information and experiences between all participants in the program throughout Germany.

Equality of Opportunity


Building bridges across social and cultural divides, recruiting people from disadvantaged neighborhoods to work for the good of their communities, investing more in minds and less in buildings, creating the conditions for integration: these are the fundamental ideas underlying the work of Philipp Mühlberg, Head of the Socially Integrative City division of Berlin’s Senate Department for Urban Development since May 2004.

Far-reaching organizational changes are in store for the program. In the year 2005, in line with the program’s philosophy, three of Berlin’s 17 Neighborhood Management areas were chosen to make the transition from intensive management by the Senate Department towards increasing self-management and organization by local residents themselves.

The borough has taken on increased responsibility for another five neighborhoods in Mitte. And the division is offering the expertise acquired in the Berlin Neighborhood Management areas in the program since 1999 to a further 15 districts where Neighborhood Management programs have recently been initiated.

"Increasing tendencies toward social segregation require the use of more differentiated approaches," Mühlberg said in describing the changes being made in the Berlin Neighborhood Management program in response to the findings of the 2004 Socially Integrative City Development Monitoring Report. In Spandau, Marzahn-Hellersdorf, Friedrichhain-Kreuzberg, Neukölln, and Mitte, new Neighborhood Management programs are now underway to prevent unemployment, poverty or integration problems from dragging the neighborhoods down and creating islands of poverty that isolate them from the rest of the city’s development.

According to Mühlberg, “In this process of intervention and prevention, the neighborhood, the Senate Department, and ‘strong partners’ work hand in hand.” ‘Strong partners’ are institutions in the districts with strong links to the neighborhood. They include public and private housing companies, which themselves have a keen interest in achieving stable tenancy structures within their rental communities; neighborhood social organizations and community centers that have been active at the local level for many years; as well as schools, which are particularly well acquainted with neighborhood problems and concerns through their students.

The new Neighborhood Management program is based on the results of the federal and state-level evaluations of the original Neighborhood Management program. The past years have shown the following five structural features of the Neighborhood Management program to be particularly effective in overcoming anonymity, building social control, and fostering the harmonious coexistence of different ethnic groups within the districts through sustainable forms of social organization:

  • Playing a central role in districts, acting as a team that gives the process of neighborhood improvement and stabilization a face and a voice.
  • Networking among different levels of city and municipal administration with regard to program management, with the aim of pooling resources.
  • Offering integrated concepts of action and development describing the strengths and weaknesses of the district and formulating goals for its stabilization.
  • Activating and empowering residents, placing priority on involving the people in the process and empowering residents to shape and organize community life themselves.
  • Providing a Resident Fund for the use of the local people, placing financial resources under the direct control of neighborhood juries, creating incentives to get involved in the process, and demonstrating that the residents of the community are to be taken seriously and that they are capable of determining how to use and allocate their own resources.

Since the Neighborhood Management program is conceived of as a temporary measure, the importance of fundraising will increase over time. “We have to focus on the acquisition of additional funds, on finding sponsors, and also on promoting social responsibility among local entrepreneurs and businesses,” says Mühlberg. One of the fundamental ideas behind the program is that of providing need-based support according to the basic principle of subsidiarity, a condition of the program that will enable the continuation of the diverse initiatives and projects after its conclusion. According to Mühlberg, “We haven’t achieved anything if the program stops after providing a neighborhood with years of intensive support and all the structures it created disappear with it.”

But funding is just one component in the stabilization of disadvantaged neighborhoods. To decrease the negative contextual effects on the life opportunities of residents, it is of central importance that existing networks be interlinked in order to increase the willingness and abilities of different groups within the community to communicate with each other.

Unfortunately, there’s no magic formula for how to do this, just as there’s no handbook for “Stable Neighborhoods in Three Easy Steps.” But Philipp Mühlberg sees this in a positive light: “We still have the wind in our sails,” he says in regard to communities’ openness to experimentation with integrative projects, “we still have the resources, and we should use them to the fullest to find out through trial and error what produces positive effects. Often, the path is the goal.”

He argues against general guidelines, and in favor of using the knowledge of those active at the local level. “In our work as well, we have to build networks and learn from the projects tried out in other cities,”—or make use of personal experiences. For example, “student exchange” programs: Where do young people learn other languages and cultures best and most intensively? Wouldn’t it be possible for young Turkish people to improve their German abilities significantly as guests of Berlin families?

Mühlberg sees Neighborhood Management as a “fire brigade”: it should be called into action quickly wherever problems appear on the urban horizon. This picture of an organized task force corresponds to the division of responsibilities in the Socially Integrative City program, with one central administration for the entire city that gradually passes on its responsibilities and steering activities to the boroughs, and places as much decision-making power as possible in the hands of local residents.

“Berlin is very progressive in this approach to the work,” Mühlberg tells participants. “Now it is crucial to ensure that the neighborhoods where there already is a tendency toward unequal opportunities do not turn into the kinds of marginalized districts we are familiar with from other cities. This is an ambitious goal. It is a plea for an active cohesion policy despite scarce resources, using vast imagination and courage to tackle new integrative ideas together with everyone involved.”

(Translation: Deborah Bowen, Monika Scheele Knight, H. Hübner)

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